ASSIGNMENT
DRIVE SPRING 2016
PROGRAM MBA
SEMESTER IV
SUBJECT CODE &
NAME
MA0043
CORPORATE BANKING
BK ID B1817
CREDIT 4
MARKS 60
Note: Answer all questions. Kindly note that answers for 10 marks questions should be
approximately of 400 words. Each question is followed by evaluation scheme.
Q.No Question Marks Total Marks
1 Explain the features and various aspects of Project finance.
A Features and various aspects of Project Finance 10 10
2 Compare and contrast financial and operating lease.
A Financial and operating lease 10 10
3 What do you understand by securitization ?
What are the types of assets available for securitization in the Indian context ?
A Securitisation
Type of assets available for securitization in Indian
context
4
6 10
4 Explain the role of Hypothecation, Pledge, Assignment and Mortgage in corporate finance.
A Role of Hypothecation, Pledge, Assignment and
Mortgage in corporate finance
3
2
2
3
10
5 Explain some of the important exchange rate quotes in foreign exchange transactions
made by banks.
A Important exchange rate quotes in foreign exchange
mechanism 10 10
6 Explain the business of Foreign Exchange Dealers Association of India.
Explain the role of International Chamber of Commerce.
A Foreign Exchange Dealers Association of India.
Role of International Chamber of Commerce.
6
4
10
ASSIGNMENT
DRIVE SPRING 2016
PROGRAM MBA
SEMESTER IV
SUBJECT CODE &
NAME
MA0044
INSTITUTIONAL BANKING
BK ID B1818
CREDIT 4
MARKS 60
Note: Answer all questions. Kindly note that answers for 10 marks questions should be
approximately of 400 words. Each question is followed by evaluation scheme.
Q.No Question Marks Total Marks
1 Challenges faced by Institutional banking are many. Could you illustrate a-few of them ?
A Challenges faced by institutional bankers 10 10
2
Elaborate the contributions of Development banks :
a) In Small scale sector
b) In development of international trade
A
a) Small scale sector including micro, small and
medium enterprises.
b) International trade
7
3 10
3 Enumerate the role of Infrastructure Development Finance Company of India(IDFC) as
DFI.
A Role of Infrastructure Development Finance
Company of India (IDFC) as DFI.
10 10
4 Elaborate the challenges faced by the Microfinance Institutions (MFIs) in India.
A Challenges faced by Microfinance institutions in
India
10 10
5 Describe the changes that took place in the operating environment of the housing finance
sector in recent times.
Changes in the operating environment of the
A housing finance sector in recent times. 10 10
6 Illustrate the importance of globalization in Banking sector in India.
How far the convergence in Basel –III norms important in this regard ?
A Importance of globalization in Banking sector in
India
Importance with respect to convergence in Basel III
norms
6
4
10
ASSIGNMENT
DRIVE SPRING 2016
PROGRAM MBA
SEMESTER IV
SUBJECT CODE &
NAME
MA0042/MA0047
TREASURY MANAGEMENT
BK ID B1813
CREDIT 4
MARKS 60
Note: Answer all questions. Kindly note that answers for 10 marks questions should be
approximately of 400 words. Each question is followed by evaluation scheme.
Q.No Question Marks Total Marks
1 “The Treasury organisation deals with analysing, planning and implementing treasury
functions” In the light of the quotation explain the concept of treasury management in
banks.
A Different aspects of Treasury organisation 10 10
2 “Highly rated corporate borrowers in India are permitted to issue unsecured debt-notes to
meet the need of their working capital”. In the light of this statement cite two such popular
instruments and explain their essential features.
A “Highly rated corporate borrowers in India are
permitted to issue unsecured debt-notes to meet the
need of their working capital”. In the light of this
statement cite two such popular instruments and
explain their essential features.
5
5
10
3 Explain the features of ADRs and GDRs.
Distinguish between Depository Receipts and Participatory Notes.
What is a Foreign Exchange Derivative ?
A ADRs and GDRs
Depository Receipts and Participatory Notes
Foreign Exchange Derivative
3
3
4
10
4 Critically analyse the tools available for managing risks in a financial institution.
A Tools available for managing risks 10 10
5 What are the assumptions in preparation of gap report in terms of assets, liabilities as well
as off balance sheet items ?
A Assumptions to prepare gap report in terms of
Assets, Liabilities and off balance sheet items
10 10
6 Write notes on :
a) Gap limit
b) Stop Loss Limit
c) Value at Risk Approach
A Write notes on :
a) Gap limit
b) Stop Loss Limit
c) Value at Risk Approach
4
2
4
10
ASSIGNMENT
DRIVE SPRING 2016
PROGRAM MBA
SEMESTER IV
SUBJECT CODE &
NAME
MA0041/MA0046
MERCHANT BANKER
BK ID B1812
CREDIT 4
MARKS 60
Note: Answer all questions. Kindly note that answers for 10 marks questions should be
approximately of 400 words. Each question is followed by evaluation scheme.
Q.No Question Marks Total Marks
1 “Every merchant banker shall abide by the codes of conduct as specified in the SEBI Act
1992”. In the light of the statement describe the guidelines issued in the Act.
A Code of conduct for Merchant Bankers 10 10
2 “Through the mechanism of book building the listed companies can raise capital by
offering Initial Public Offers (IPOs) as well as Follow-on Public Offers (FPOs)”.
Enumerate by citing the relevant guidelines.
A
Book Building
Process, Methods and guidelines
10 10
3 Define and distinguish American Depository Receipts (ADRs) and Global Depository
Receipts (GDRs).
Who are the parties involved in ADR/GDR issues ?
A American Depository Receipts (ADRs) and Global
Depository Receipts (GDRs) & Differences
Parties involved in ADR/GDR issues
6
4
10
4 Explain the following merchant banking services :
a) Factoring
b) Forfeiting
c) Venture Capital Financing
d) Loan syndication
A
Explain the following merchant banking services :
a) Factoring 3 10
b) Forfeiting
c) Venture Capital Financing
d) Loan syndication
3
2
2
5 Enumerate the concept and risks inherent in Portfolio management.
How will you measure the risks and returns of a portfolio?
A Concept of Portfolio management & types of risks
Risks and returns of a portfolio
6
4
10
6 “The credit rating methodology used by the major Indian Credit Rating Agencies (CRAs)
involves an assessment of all aspects influencing the creditworthiness of an issuer
company”.
What are the main factors considered for detailed analysis by the major CRAs ?
What are the limitations in credit ratings ?
A Rating methodology
Limitations of credit ratings
6
4
10
DRIVE SPRING 2016
PROGRAM MBA
SEMESTER IV
SUBJECT CODE &
NAME
MA0043
CORPORATE BANKING
BK ID B1817
CREDIT 4
MARKS 60
Note: Answer all questions. Kindly note that answers for 10 marks questions should be
approximately of 400 words. Each question is followed by evaluation scheme.
Q.No Question Marks Total Marks
1 Explain the features and various aspects of Project finance.
A Features and various aspects of Project Finance 10 10
2 Compare and contrast financial and operating lease.
A Financial and operating lease 10 10
3 What do you understand by securitization ?
What are the types of assets available for securitization in the Indian context ?
A Securitisation
Type of assets available for securitization in Indian
context
4
6 10
4 Explain the role of Hypothecation, Pledge, Assignment and Mortgage in corporate finance.
A Role of Hypothecation, Pledge, Assignment and
Mortgage in corporate finance
3
2
2
3
10
5 Explain some of the important exchange rate quotes in foreign exchange transactions
made by banks.
A Important exchange rate quotes in foreign exchange
mechanism 10 10
6 Explain the business of Foreign Exchange Dealers Association of India.
Explain the role of International Chamber of Commerce.
A Foreign Exchange Dealers Association of India.
Role of International Chamber of Commerce.
6
4
10
ASSIGNMENT
DRIVE SPRING 2016
PROGRAM MBA
SEMESTER IV
SUBJECT CODE &
NAME
MA0044
INSTITUTIONAL BANKING
BK ID B1818
CREDIT 4
MARKS 60
Note: Answer all questions. Kindly note that answers for 10 marks questions should be
approximately of 400 words. Each question is followed by evaluation scheme.
Q.No Question Marks Total Marks
1 Challenges faced by Institutional banking are many. Could you illustrate a-few of them ?
A Challenges faced by institutional bankers 10 10
2
Elaborate the contributions of Development banks :
a) In Small scale sector
b) In development of international trade
A
a) Small scale sector including micro, small and
medium enterprises.
b) International trade
7
3 10
3 Enumerate the role of Infrastructure Development Finance Company of India(IDFC) as
DFI.
A Role of Infrastructure Development Finance
Company of India (IDFC) as DFI.
10 10
4 Elaborate the challenges faced by the Microfinance Institutions (MFIs) in India.
A Challenges faced by Microfinance institutions in
India
10 10
5 Describe the changes that took place in the operating environment of the housing finance
sector in recent times.
Changes in the operating environment of the
A housing finance sector in recent times. 10 10
6 Illustrate the importance of globalization in Banking sector in India.
How far the convergence in Basel –III norms important in this regard ?
A Importance of globalization in Banking sector in
India
Importance with respect to convergence in Basel III
norms
6
4
10
ASSIGNMENT
DRIVE SPRING 2016
PROGRAM MBA
SEMESTER IV
SUBJECT CODE &
NAME
MA0042/MA0047
TREASURY MANAGEMENT
BK ID B1813
CREDIT 4
MARKS 60
Note: Answer all questions. Kindly note that answers for 10 marks questions should be
approximately of 400 words. Each question is followed by evaluation scheme.
Q.No Question Marks Total Marks
1 “The Treasury organisation deals with analysing, planning and implementing treasury
functions” In the light of the quotation explain the concept of treasury management in
banks.
A Different aspects of Treasury organisation 10 10
2 “Highly rated corporate borrowers in India are permitted to issue unsecured debt-notes to
meet the need of their working capital”. In the light of this statement cite two such popular
instruments and explain their essential features.
A “Highly rated corporate borrowers in India are
permitted to issue unsecured debt-notes to meet the
need of their working capital”. In the light of this
statement cite two such popular instruments and
explain their essential features.
5
5
10
3 Explain the features of ADRs and GDRs.
Distinguish between Depository Receipts and Participatory Notes.
What is a Foreign Exchange Derivative ?
A ADRs and GDRs
Depository Receipts and Participatory Notes
Foreign Exchange Derivative
3
3
4
10
4 Critically analyse the tools available for managing risks in a financial institution.
A Tools available for managing risks 10 10
5 What are the assumptions in preparation of gap report in terms of assets, liabilities as well
as off balance sheet items ?
A Assumptions to prepare gap report in terms of
Assets, Liabilities and off balance sheet items
10 10
6 Write notes on :
a) Gap limit
b) Stop Loss Limit
c) Value at Risk Approach
A Write notes on :
a) Gap limit
b) Stop Loss Limit
c) Value at Risk Approach
4
2
4
10
ASSIGNMENT
DRIVE SPRING 2016
PROGRAM MBA
SEMESTER IV
SUBJECT CODE &
NAME
MA0041/MA0046
MERCHANT BANKER
BK ID B1812
CREDIT 4
MARKS 60
Note: Answer all questions. Kindly note that answers for 10 marks questions should be
approximately of 400 words. Each question is followed by evaluation scheme.
Q.No Question Marks Total Marks
1 “Every merchant banker shall abide by the codes of conduct as specified in the SEBI Act
1992”. In the light of the statement describe the guidelines issued in the Act.
A Code of conduct for Merchant Bankers 10 10
2 “Through the mechanism of book building the listed companies can raise capital by
offering Initial Public Offers (IPOs) as well as Follow-on Public Offers (FPOs)”.
Enumerate by citing the relevant guidelines.
A
Book Building
Process, Methods and guidelines
10 10
3 Define and distinguish American Depository Receipts (ADRs) and Global Depository
Receipts (GDRs).
Who are the parties involved in ADR/GDR issues ?
A American Depository Receipts (ADRs) and Global
Depository Receipts (GDRs) & Differences
Parties involved in ADR/GDR issues
6
4
10
4 Explain the following merchant banking services :
a) Factoring
b) Forfeiting
c) Venture Capital Financing
d) Loan syndication
A
Explain the following merchant banking services :
a) Factoring 3 10
b) Forfeiting
c) Venture Capital Financing
d) Loan syndication
3
2
2
5 Enumerate the concept and risks inherent in Portfolio management.
How will you measure the risks and returns of a portfolio?
A Concept of Portfolio management & types of risks
Risks and returns of a portfolio
6
4
10
6 “The credit rating methodology used by the major Indian Credit Rating Agencies (CRAs)
involves an assessment of all aspects influencing the creditworthiness of an issuer
company”.
What are the main factors considered for detailed analysis by the major CRAs ?
What are the limitations in credit ratings ?
A Rating methodology
Limitations of credit ratings
6
4
10
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