ASSIGNMENT
DRIVE FALL 2014
PROGRAM MBADS (SEM 3/SEM 5)
MBAFLEX/ MBA (SEM 3)
PGDFMN (SEM 1)
SUBJECT CODE &
NAME
MF0010 & SECURITY ANALYSIS AND PORTFOLIO
MANAGEMENT
BK ID B1754
CREDITS 4
MARKS 60
Note: Answer all questions. Kindly note that answers for 10 marks questions should be approximately of 400
words. Each question is followed by evaluation scheme.
Q.No Questions Marks Total
Marks
1 Describe the investment process.
Each step carries 2 marks for all the 5 steps 10 10
2 Write about the secondary markets? Explain the role of financial intermediaries.
Introduction of secondary markets
Introduction to financial intermediaries
Role of financial intermediaries
2
2
6
10
3 Explain the meaning of risk. Describe the factors that affect risk
Meaning of risk
Factors that affect risk
4
6
10
4 Briefly explain the variables that are analyzed in economy analysis.
Introduction to economic analysis
Explanation on variables
2
8
10
5 Explain about technical indicators and How are they used?
Introduction on technical indicators
Explanation on technical indicators
Uses of technical indicators
2
4
4
10
6 Explain the assumptions of Capital Asset Pricing Model (CAPM). Give a short note on
Separation Theorem, Capital Market Line(CML) and Security Market Line (SML)
Assumptions of CAPM
Separation Theorem
CML and SML
4
3
3
10
ASSIGNMENT
DRIVE FALL 2014
PROGRAM MBADS (SEM 3/SEM 5)
MBAFLEX/ MBA (SEM 3)
PGDFMN (SEM 1)
SUBJECT CODE &
NAME
MF0011 &
MERGERS AND ACQUISITIONS
BK ID B1732
CREDITS 4
MARKS 60
Note: Answer all questions. Kindly note that answers for 10 marks questions should be approximately of 400
words. Each question is followed by evaluation scheme.
Q.No Questions Marks Total
Marks
1 Explain the five stage model of mergers and acquisitions.
Each stage carries 2 marks. Explanation of 5 stages 10 10
2 What do you understand by demerger? Write about the tax implications of demergers.
Explain the characteristics of demerger.
Meaning of demerger
Tax implications of demergers
Characteristics of demerger.
2
5
3
10
3 Explain about Employee Stock Ownership Plans (ESOP). Write down about the rules
of ESOP and types of ESOPS.
Explanation of ESOP
Rules of ESOP
Types of ESOP
2
6
2
10
4 Write Short notes on :
Exchange rates
External advantages in differential products.
Political and economic stability
Exchange rates with example
External advantages in differential products
Political and economic stability with example
3
3
4
10
5 Give the meaning of buyback of shares. Explain the objectives and guidelines for
buyback of shares.
Meaning of buyback of shares
Objectives of buy back of shares
Guidelines for buyback of shares
2
3
5
10
6 Explain the methods of accounting of amalgamation with example.
Pooling of interests method
Purchase method
Lump sum method
Net asset method
Net payment method
Intrinsic method
2
2
2
2
1
1
10
ASSIGNMENT
DRIVE FALL 2014
PROGRAM MBADS (SEM 3/SEM 5)
MBAFLEX/ MBA (SEM 3)
PGDFMN (SEM 1)
SUBJECT CODE &
NAME
MF0012 &
TAXATION MANAGEMENT
BK ID B1760
CREDITS 4
MARKS 60
Note: Answer all questions. Kindly note that answers for 10 marks questions should be approximately of 400
words. Each question is followed by evaluation scheme.
Q.No Questions Marks Total
Marks
1 Explain the objectives of tax planning. Discuss the factors to be considered in tax
planning.
Objectives of tax planning
Factors in tax planning
5
5
10
2 Explain the categories in Capital assets.
Mr. C acquired a plot of land on 15th June, 1993 for 10,00,000 and sold it on 5th
January, 2010 for 41,00,000. The expenses of transfer were 1,00,000.
Mr. C made the following investments on 4th February, 2010 from the proceeds of the
plot.
a) Bonds of Rural Electrification Corporation redeemable after a period of three years,
12,00,000
b) Deposits under Capital Gain Scheme for purchase of a residential house 8,00,000 (he
does not own any house)
Compute the capital gain chargeable to tax for the AY2010-11.
Explanation of categories of capital assets
Calculation of indexed cost of acquisition
Calculation of long term capital gain
Calculation of taxable long term capital gain
4
2
2
2
10
3 Explain major considerations in capital structure planning. Write about the dividend
policy and factors affecting dividend decisions.
Explanation of factors of capital structure planning
Explanation of dividend policy
Factors affecting dividend decisions
6
2
2
10
4 X Ltd. has Unit C which is not functioning satisfactorily. The following are the details
of its fixed assets:
Asset
Date of
acquisition
Book value (`
lakh)
Land
Goodwill (raised in books on 31
st
March,
2005)
Machinery
Plant
10
th
February,
2003
5
th
April, 1999
12
th
April, 2004
30
10
40
20
The written down value (WDV) is ` 25 lakh for the machinery, and
15 lakh for the plant. The liabilities on this Unit on 31
st
March, 2011 are
35 lakh.
The following are two options as on 31
st
March, 2011:
Option 1: Slump sale to Y Ltd for a consideration of 85 lakh.
Option 2: Individual sale of assets as follows: Land ` 48 lakh, goodwill ` 20 lakh,
machinery 32 lakh, Plant 17 lakh.
The other units derive taxable income and there is no carry forward of loss or
depreciation for the company as a whole. Unit C was started on 1st January, 2005.
Which option would you choose, and why?
Computation of capital gain for both the options
Computation of tax liability for both the options
Conclusion
4
4
2
10
5 Explain the Service Tax Law in India and concept of negative list. Write about the
exemptions and rebates in Service Tax Law.
Explanation of Service Tax Law in India
Explanation of concept of negative list
Explanation of exemptions and rebates in Service Tax Law
5
2
3
10
6 What do you understand by customs duty? Explain the taxable events for imported,
warehoused and exported goods. List down the types of duties in customs.
An importer imports goods for subsequent sale in India at $10,000 on assessable value
basis. Relevant exchange rate and rate of duty are as follows:
Particulars Date
Exchange
Rate Declared
by CBE&C
Rate of
Basic
Customs
Duty
Date of submission
of bill of entry
25
th
February, 2010 ` 45/$ 8%
Date of entry
inwards granted to
the vessel
5
th
March, 2010 ` 49/$ 10%
Calculate assessable value and customs duty.
Meaning and explanation of customs duty
Explanation of taxable events for imported, warehoused and
exported goods
Listing of duties in customs
Calculation of assessable value and customs duty.
2
3
2
3
10ASSIGNMENT
DRIVE FALL 2014
PROGRAM MBADS (SEM 3/SEM 5)
MBAFLEX/ MBA (SEM 3)
PGDFMN (SEM 1)
SUBJECT CODE &
NAME
MF0013 &
INTERNAL AUDIT AND CONTROL
BK ID B1733
CREDITS 4
MARKS 60
Note: Answer all questions. Kindly note that answers for 10 marks questions should be approximately of 400
words. Each question is followed by evaluation scheme.
Q.No Questions Marks Total
Marks
1 Distinguish between secretarial audit and cost audit. Write the advantages and
disadvantages of continuous and periodical audit.
Difference between secretarial audit and cost audit
Advantages and disadvantages of continuous and periodical audit
5
5
10
2 Write the characteristics of internal check system. Explain the essentials of effective
internal auditing.
Characteristics of internal check system
Essentials of effective internal auditing
6
4
10
3 The audit firm follows certain policies and procedures. Explain the quality control
policies adopted by an audit firm.
Explanation of all the 12 points under audit firm 10 10
4 Explain the basic principles of governing internal control
Basic principles of governing internal control 10 10
5 Discuss the specific problems of Electronic Data Processing (EDP) relating to internal
control.
Explanation of all problems of EDP 10 10
6 Explain the factors for having the effective internal control system for a bank.
Explanation of various aspects of having the effective internal
control system
10 10
DRIVE FALL 2014
PROGRAM MBADS (SEM 3/SEM 5)
MBAFLEX/ MBA (SEM 3)
PGDFMN (SEM 1)
SUBJECT CODE &
NAME
MF0010 & SECURITY ANALYSIS AND PORTFOLIO
MANAGEMENT
BK ID B1754
CREDITS 4
MARKS 60
Note: Answer all questions. Kindly note that answers for 10 marks questions should be approximately of 400
words. Each question is followed by evaluation scheme.
Q.No Questions Marks Total
Marks
1 Describe the investment process.
Each step carries 2 marks for all the 5 steps 10 10
2 Write about the secondary markets? Explain the role of financial intermediaries.
Introduction of secondary markets
Introduction to financial intermediaries
Role of financial intermediaries
2
2
6
10
3 Explain the meaning of risk. Describe the factors that affect risk
Meaning of risk
Factors that affect risk
4
6
10
4 Briefly explain the variables that are analyzed in economy analysis.
Introduction to economic analysis
Explanation on variables
2
8
10
5 Explain about technical indicators and How are they used?
Introduction on technical indicators
Explanation on technical indicators
Uses of technical indicators
2
4
4
10
6 Explain the assumptions of Capital Asset Pricing Model (CAPM). Give a short note on
Separation Theorem, Capital Market Line(CML) and Security Market Line (SML)
Assumptions of CAPM
Separation Theorem
CML and SML
4
3
3
10
ASSIGNMENT
DRIVE FALL 2014
PROGRAM MBADS (SEM 3/SEM 5)
MBAFLEX/ MBA (SEM 3)
PGDFMN (SEM 1)
SUBJECT CODE &
NAME
MF0011 &
MERGERS AND ACQUISITIONS
BK ID B1732
CREDITS 4
MARKS 60
Note: Answer all questions. Kindly note that answers for 10 marks questions should be approximately of 400
words. Each question is followed by evaluation scheme.
Q.No Questions Marks Total
Marks
1 Explain the five stage model of mergers and acquisitions.
Each stage carries 2 marks. Explanation of 5 stages 10 10
2 What do you understand by demerger? Write about the tax implications of demergers.
Explain the characteristics of demerger.
Meaning of demerger
Tax implications of demergers
Characteristics of demerger.
2
5
3
10
3 Explain about Employee Stock Ownership Plans (ESOP). Write down about the rules
of ESOP and types of ESOPS.
Explanation of ESOP
Rules of ESOP
Types of ESOP
2
6
2
10
4 Write Short notes on :
Exchange rates
External advantages in differential products.
Political and economic stability
Exchange rates with example
External advantages in differential products
Political and economic stability with example
3
3
4
10
5 Give the meaning of buyback of shares. Explain the objectives and guidelines for
buyback of shares.
Meaning of buyback of shares
Objectives of buy back of shares
Guidelines for buyback of shares
2
3
5
10
6 Explain the methods of accounting of amalgamation with example.
Pooling of interests method
Purchase method
Lump sum method
Net asset method
Net payment method
Intrinsic method
2
2
2
2
1
1
10
ASSIGNMENT
DRIVE FALL 2014
PROGRAM MBADS (SEM 3/SEM 5)
MBAFLEX/ MBA (SEM 3)
PGDFMN (SEM 1)
SUBJECT CODE &
NAME
MF0012 &
TAXATION MANAGEMENT
BK ID B1760
CREDITS 4
MARKS 60
Note: Answer all questions. Kindly note that answers for 10 marks questions should be approximately of 400
words. Each question is followed by evaluation scheme.
Q.No Questions Marks Total
Marks
1 Explain the objectives of tax planning. Discuss the factors to be considered in tax
planning.
Objectives of tax planning
Factors in tax planning
5
5
10
2 Explain the categories in Capital assets.
Mr. C acquired a plot of land on 15th June, 1993 for 10,00,000 and sold it on 5th
January, 2010 for 41,00,000. The expenses of transfer were 1,00,000.
Mr. C made the following investments on 4th February, 2010 from the proceeds of the
plot.
a) Bonds of Rural Electrification Corporation redeemable after a period of three years,
12,00,000
b) Deposits under Capital Gain Scheme for purchase of a residential house 8,00,000 (he
does not own any house)
Compute the capital gain chargeable to tax for the AY2010-11.
Explanation of categories of capital assets
Calculation of indexed cost of acquisition
Calculation of long term capital gain
Calculation of taxable long term capital gain
4
2
2
2
10
3 Explain major considerations in capital structure planning. Write about the dividend
policy and factors affecting dividend decisions.
Explanation of factors of capital structure planning
Explanation of dividend policy
Factors affecting dividend decisions
6
2
2
10
4 X Ltd. has Unit C which is not functioning satisfactorily. The following are the details
of its fixed assets:
Asset
Date of
acquisition
Book value (`
lakh)
Land
Goodwill (raised in books on 31
st
March,
2005)
Machinery
Plant
10
th
February,
2003
5
th
April, 1999
12
th
April, 2004
30
10
40
20
The written down value (WDV) is ` 25 lakh for the machinery, and
15 lakh for the plant. The liabilities on this Unit on 31
st
March, 2011 are
35 lakh.
The following are two options as on 31
st
March, 2011:
Option 1: Slump sale to Y Ltd for a consideration of 85 lakh.
Option 2: Individual sale of assets as follows: Land ` 48 lakh, goodwill ` 20 lakh,
machinery 32 lakh, Plant 17 lakh.
The other units derive taxable income and there is no carry forward of loss or
depreciation for the company as a whole. Unit C was started on 1st January, 2005.
Which option would you choose, and why?
Computation of capital gain for both the options
Computation of tax liability for both the options
Conclusion
4
4
2
10
5 Explain the Service Tax Law in India and concept of negative list. Write about the
exemptions and rebates in Service Tax Law.
Explanation of Service Tax Law in India
Explanation of concept of negative list
Explanation of exemptions and rebates in Service Tax Law
5
2
3
10
6 What do you understand by customs duty? Explain the taxable events for imported,
warehoused and exported goods. List down the types of duties in customs.
An importer imports goods for subsequent sale in India at $10,000 on assessable value
basis. Relevant exchange rate and rate of duty are as follows:
Particulars Date
Exchange
Rate Declared
by CBE&C
Rate of
Basic
Customs
Duty
Date of submission
of bill of entry
25
th
February, 2010 ` 45/$ 8%
Date of entry
inwards granted to
the vessel
5
th
March, 2010 ` 49/$ 10%
Calculate assessable value and customs duty.
Meaning and explanation of customs duty
Explanation of taxable events for imported, warehoused and
exported goods
Listing of duties in customs
Calculation of assessable value and customs duty.
2
3
2
3
10ASSIGNMENT
DRIVE FALL 2014
PROGRAM MBADS (SEM 3/SEM 5)
MBAFLEX/ MBA (SEM 3)
PGDFMN (SEM 1)
SUBJECT CODE &
NAME
MF0013 &
INTERNAL AUDIT AND CONTROL
BK ID B1733
CREDITS 4
MARKS 60
Note: Answer all questions. Kindly note that answers for 10 marks questions should be approximately of 400
words. Each question is followed by evaluation scheme.
Q.No Questions Marks Total
Marks
1 Distinguish between secretarial audit and cost audit. Write the advantages and
disadvantages of continuous and periodical audit.
Difference between secretarial audit and cost audit
Advantages and disadvantages of continuous and periodical audit
5
5
10
2 Write the characteristics of internal check system. Explain the essentials of effective
internal auditing.
Characteristics of internal check system
Essentials of effective internal auditing
6
4
10
3 The audit firm follows certain policies and procedures. Explain the quality control
policies adopted by an audit firm.
Explanation of all the 12 points under audit firm 10 10
4 Explain the basic principles of governing internal control
Basic principles of governing internal control 10 10
5 Discuss the specific problems of Electronic Data Processing (EDP) relating to internal
control.
Explanation of all problems of EDP 10 10
6 Explain the factors for having the effective internal control system for a bank.
Explanation of various aspects of having the effective internal
control system
10 10
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